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National Futures Association Rulebook (NFA Rulebook)

The National Futures Association Rulebook, or NFA Rulebook, is a publication by the National Futures Association providing guidelines for self-regulation and best practices in the futures and futures trading industry.

The rulebook provides compliance requirements for the creation and implementation of member organization information systems security programs (ISSPs) to ensure information and system security.

Downloadable References

PDF
Sample, shareable addition for employee handbook or company policy library to provide governance for employee AI use.
PDF
Generative AI is exploding, but workplace governance is lagging. Use this whitepaper to help implement guardrails.
PDF
Cheat sheet for basics to stay secure, their ideal deployment order, and steps to take in case of a breach.
 
 
 
 
 

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